Tag: crypto

BLG’s Resource Corner

Our colleagues at BLG have provided the following insights we thought might interest our readers: ETFs in the spotlight: The CSA review exchange-traded funds What does a managed service look like in the legal world? Gender diversity in the Canadian boardroom: Where...

BLG’s Resource Corner

Like the warmth of an August sun bringing people together, we would like to take this opportunity to remind you of the relationship between AUM Law and BLG. AUM Law is a wholly-owned subsidiary of BLG and is integrated with BLG’s suite of managed and advisory services...

OSC Releases Annual Summary Report for Dealers, Advisers and IFM

On July 27, 2023, the Ontario Securities Commission (OSC) released its annual report outlining the work staff conducted in 2022/23 (to date). The report has four parts, outlining the OSC’s (i) education and outreach to registrants; (ii) regulatory oversight activities...

Sunny CSA Report on SRO Oversight

The CSA released the annual report (Report) summarizing its key activities in 2022 with respect to its oversight of what was then known as the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA) and...

Bulletin | Family Day Edition | February 2023

In this bulletin: Taking Care of One Another – New SRO Releases Proposal on Distributing Funds to Harmed Investors Conflicts of Interest Requirements – More Than Once Per Year In Brief: In Sync – Ontario’s Ownership Transparency Obligations Now in Force ▪ A...

BLG’s Resource Corner

Our colleagues at BLG have provided the following insights we thought might interest our readers: CSA allows Fidelity Digital Asset Services to act as liquidity provider to Fidelity Clearing Canada Privacy, cybersecurity and M&A transactions – A cautionary tale...

BLG’s Resource Corner

Our colleagues at BLG have written the following articles we thought might interest our readers: Fund Total Cost Reporting – Coming to Investor Statements by 2025? Cullen Commission Final Report Makes Sweeping Recommendations for Anti-Money Laundering Regulation in...