Tag: CRR

Bulletin | Heatwave Edition | August 2021

In this bulletin: OSC Finalizes 2021-2022 Statement of Priorities OSC’s CRR Branch Publishes its Annual Report on Registrants CSA Announces Plans to Create a New Self-Regulatory Organization Policies and Procedures Change Required – CSA Finalizes Rules...

Bulletin | Roll up Your Sleeves Edition | September 2020

In this bulletin: CSA Publishes FAQ Guidance on Client-Focused Reforms OSC’s CRR Branch Publishes Its Annual Report on Registrants CSA Proposes Changes to Offering Memorandum Prospectus Exemption CSA Ban on Certain Trailing Commissions to Take Effect in June 2022 CSA...