Tag: compliance fees

2023 Annual Report of OSC’s Investor Advisory Panel: Staying Safe

Jun 27, 2024 | Client-Focused Reforms (CFRs), Investment Funds, Regulatory Compliance

Earlier this month, the Ontario Securities Commission’s Investor Advisory Panel (the Panel) released its annual report. The Panel is an advisory committee to the OSC, that represents the views of retail investors on policy and rule-making initiatives. Among other...

Tag: compliance fees

2023 Annual Report of OSC’s Investor Advisory Panel: Staying Safe

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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