Tag: complaint handling systems

IOSCO Issues Guidance for Dealing with Aggrieved Investors

Jan 29, 2021 | Regulatory Compliance

On January 27, 2021, the International Organization of Securities Commissions (IOSCO) published a report titled “Complaint Handling and Redress System for Retail Investors” that sets forth practices aimed at assisting its members in developing and...

Tag: complaint handling systems

IOSCO Issues Guidance for Dealing with Aggrieved Investors

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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