Tag: complaint handling framework

CIRO’s Ambitious Three-Year Strategic Plan

Apr 24, 2024 | Canadian Investment Regulatory Organization (CIRO), Investment Funds, Regulatory Compliance

Introduction On April 11, 2024, the Canadian Investment Regulatory Organization (CIRO) released its three-year Strategic Plan. The Strategic Plan covers the period of April 1, 2024, to March 31, 2027. CIRO’s CEO Andrew Kriegler states, “The Strategic Plan acknowledges...

Tag: complaint handling framework

CIRO’s Ambitious Three-Year Strategic Plan

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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