Tag: compensation refusals

Report on OBSI Oversight

Nov 30, 2023 | Canadian Investment Regulatory Organization (CIRO), Corporate Finance, Corporate Law, Economic Sanctions, Investment Funds, Regulatory Compliance

On October 12, 2023, the Canadian Securities Administrators (CSA) and the Canadian Investment Regulatory Organization (CIRO) published Staff Notice 31-364 (the Notice) containing their Annual Report (Report) of the Joint Regulators Committee (JRC) which oversees the...

Tag: compensation refusals

Report on OBSI Oversight

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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