Tag: client identifiers

CIRO Continues Rule Consolidation Project in Phase 2

Jan 31, 2024 | Canadian Investment Regulatory Organization (CIRO), Investment Funds, Regulatory Compliance

On January 11, 2024, the Canadian Investment Regulatory Organization (CIRO) published for comment Phase 2 of the Rule Consolidation Project (the Project). The aim of the Project is to consolidate the Investment Dealer and Partially Consolidated Rules (IDPC Rules) and...

Tag: client identifiers

CIRO Continues Rule Consolidation Project in Phase 2

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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