Tag: chargebacks

Bulletin | Asteroid Edition | June 2023

Jun 30, 2023 | Featured

In this bulletin: FSRA Consults Further on the UDAP Rule and Impactful Fee Choices Federal Review of AML Regime with Global Implications CIRO’s Annual Priorities Released: Star Map Set for the New Regulator In Brief: CSA Launches TCR Implementation Committee ▪ CSA...

CSA’s Review of Chargebacks Soon to Take Off

Jun 30, 2023 | Regulatory Compliance

The use of chargebacks in the mutual fund industry is the latest practice to draw the focus of Canadian regulators who have been set on addressing conflict of interest concerns in the Canadian investment industry. On June 1, the Canadian Securities Administrators...