May 30, 2024 | Investment Funds, Regulatory Compliance
Earlier this month, the Ontario Securities Commission (OSC) released its 6-year strategic plan. The plan sets out the OSC’s new mandate, vision, and goals. The release begins by reminding us how much the financial markets that we live and work in have changed since...
May 31, 2023 | Investment Funds, Regulatory Compliance
On May 30, 2023, the Ontario Securities Commission’s Investor Advisory Panel (IAP) released its report with respect to its activities in 2022 (the IAP Report). The IAP’s mandate is to solicit and represent the views of investors on the OSC’s policy and rule-making...
Feb 26, 2021 | Regulatory Compliance
On February 4, the Canadian Securities Administrators (CSA) released a number of proposed changes to certain initial and ongoing regulatory reporting requirements for registrants. The CSA is inviting comments on these proposals by May 5. Some of the highlights of...
