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Bulletin | Investor Education Month (AKA October) Edition | October 2024

Oct 31, 2024 | Featured

In this bulletin: From Concepts to Compliance: OSC Consults on Long-Term Asset Funds What’s New for Dealers – CIRO Releases Phase 4 of the Rule Consolidation Project OSC Examines AI-Enhanced Scams: Investing Smartly In Brief: Building Up CIRO’s Proficiency...

OSC Examines AI-Enhanced Scams: Investing Smartly

Oct 31, 2024 | Investment Funds, Regulatory Compliance

Last month, the Ontario Securities Commission (OSC) released a report on research performed in conjunction with the Behavioral Insights Team (the BIT) into the role that artificial intelligence (AI) plays in supporting retail investor decision making. The OSC then...

Bulletin | The Apple Orchard Edition | September 2024

Sep 27, 2024 | Featured

In this bulletin: Getting to the Root of Continuous Disclosure for Investment Funds: Proposed Modernization Nurturing Compliance: CSA Publishes FAQ on Derivatives Business Conduct Rule OSC Study on Ripening Changes of AI in Retail Investing In Brief: Fruitful Updates...

OSC Study on Ripening Changes of AI in Retail Investing

Sep 27, 2024 | Regulatory Compliance

Earlier this month, the Ontario Securities Commission (OSC) released a report on research performed in conjunction with the Behavioral Insights Team (BIT) into the role that artificial intelligence (AI) plays in supporting retail investor decision making. The...

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OSC Examines AI-Enhanced Scams: Investing Smartly

OSC Study on Ripening Changes of AI in Retail Investing

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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