Tag: agent relationships

Phase 3 of CIRO’s Rule Consolidation Project

Apr 24, 2024 | Canadian Investment Regulatory Organization (CIRO), Investment Funds, Regulatory Compliance

On April 18, 2024, the Canadian Investment Regulatory Organization (CIRO) published for comment Phase 3 of its Rule Consolidation Project proposals. The objective of Phase 3 is to adopt rules that are common to the IDPC and MFD Rules and have been assessed as not...

Tag: agent relationships

Phase 3 of CIRO’s Rule Consolidation Project

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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