Tag: advisor chargeback option

Discussion Paper Released on Upfront Compensation for Segregated Funds and IVICs: Transition Time

Sep 27, 2022 | Investment Funds, Regulatory Compliance

The Canadian Council of Insurance Regulators (CCIR) and the Canadian Insurance Services Regulatory Organizations (CISRO) are consulting on concerns they have regarding upfront commissions used in the sale of segregated funds and individual variable insurance contracts...

Tag: advisor chargeback option

Discussion Paper Released on Upfront Compensation for Segregated Funds and IVICs: Transition Time

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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