Tag: accredited investor

FAQ Corner: Now that Joint Oversight Over Distributions of Non-Qualified Syndicated Mortgage Investments (NQSMIs) by FSRA and the OSC is Underway, What Should Firms Operating in this Space Keep in Mind?

Answer: As of July 1, 2021, the OSC will have regulatory oversight over the distribution of NQSMIs to persons that are not permitted clients. Firms distributing NQSMIs to investors that are not permitted clients will need to rely on another available prospectus...

Bulletin | Work from Wherever Edition | August 2020

In this bulletin: CSA Finalizes Amendments to Syndicated Mortgages Regime, While OSC and FSRA Publish Local Rules and Guidance for Comment FSRA Consults on Rules and Guidance for the Use of Financial Advisor and Financial Planner Titles Ontario Consults on on...

Bulletin | Dive-in Edition | July 2020

In this bulletin: Ontario’s Capital Markets Modernization Task Force Releases Consultation Report CSA Publishes Guidance on Flexible CCO Arrangements Watch Out or Wash Out: Coinsquare Executives Learn That Innovation Isn’t a Free Pass to Violate Securities Laws...