Tag: account transfers

MFDA’s Initiative on Improving Client Account Transfers – Will CSA Follow Suit?

Jun 30, 2021 | Investment Funds, Regulatory Compliance

On June 4, 2021, the Mutual Fund Dealers Association of Canada (MFDA) published Account Transfers – Summary of Comments (Bulletin), summarizing the comments that the self-regulatory organization received in response to MFDA Consultation Paper on Account Transfers...

Tag: account transfers

MFDA’s Initiative on Improving Client Account Transfers – Will CSA Follow Suit?

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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