In this bulletin:

  1. Regulatory Highlights of 2019
  2. Reminder: Investment Funds Have a January 30 Deadline to File Reports of Exempt Distribution
  3. Syndicated Mortgages Swept up in Regulatory Reform
  4. OSC Diverges from CSA on Deferred Sales Charge Options

In Brief: CSA to Review Regulatory Framework for IIROC and MFDA  ▪ OSC Publishes 2019 Corporate Finance Branch Report

News & Events: New AUM Law Website Coming in 2020

Click the link to access our bulletin summarizing these recent developments. >> AUM Law Bulletin – Winter Wonderland Edition – December 2019