In this bulletin:

  1. Client-Focused Reforms: A Closer Look at the KYC, KYP and Suitability Provisions
  2. OSC Progress Report on Reducing Regulatory Burdens

In Brief: Ontario to Review Securities Act ▪ FSRA Finalizes Its Supervisory Approach to High-Risk Syndicated Mortgages

FAQ Corner: Some of my senior clients have told me that they’ve given a power of attorney over their accounts to one of their children. What are some issues I should keep in mind?

News & Events: AUM Law Team Member Announcement

Click the link to access our bulletin summarizing these recent developments. >> AUM Law Bulletin – Times They are A-Changin’ Edition – November 2019