In this bulletin:
- Supreme Court Says “Yes” to the CCMRS
- Government Advised to Leverage the Securities Industry to Combat Money Laundering and Terrorist Financing
- BCSC Releases Compliance Report Card for Registrants
- OSC Publishes Exempt Market Report for 2017
- ASC Launches a Whistleblower Regime
- CSA Warns Issuers to Curb Their Enthusiasm
- Fumble or Touchdown: It’s Up to You
In Brief: Let’s Sing from the Same Song Sheet: FSB Publishes a Cyber Lexicon ● IOSCO Looking at Leverage in Investment Funds ● CSA Shines Spotlight on ETF Facts
> News & Events
Click the link to access our bulletin summarizing these recent developments. >> AUM Law Bulletin – Happy Hanukkat – November 2018