In this bulletin:

  1. Ready, Set, Go! Alternative Mutual Funds Can Be Offered to Retail Investors
    Beginning January 3, 2019
  2. OSC Settles Case with Foreign Dealer Trading CFDs Online
  3. OSC Publishes Annual Corporate Finance Branch Report
  4. AMF Flunks Some Funds’ Fund Facts for Their Investment Risk Disclosures
  5. Yes, That Really Is Illegal: Valt.X Decision Reinforces Core Provisions in Securities Legislation
  6. Are You Ready for New Data Privacy Standards?

In Brief: Cannabis Industry Reporting Issuers Told to Bring Their Disclosures up to Snuff ● FSCO Publishes Guidance on Fair Treatment of Customers

> News & Events

Click the link to access our bulletin summarizing these recent developments. >> AUM Law Bulletin – Trick or Treat Edition – October 2018