In this bulletin:

  1. OSC’s Whistleblower Program Toots Its Own Horn on Second Anniversary
  2. For Real, Now: Fine-Tuned Form 45-106F1 Finalized
  3. CSA Stresses Connections over Quantities in Its 2017/18 Enforcement Report
  4. Reporting Issuers Face the Music in CSA’s CD Review Program Report

In Brief: It Can Happen to Anyone: CSA Discloses Unauthorized NRD Access ● OSC Finalizes Its Priorities for 2018-19 ● OSC Publishes Behavioural Insights Reports Relevant to Investment Industry

> News & Events

Click the link to access our bulletin summarizing these recent developments. >> AUM Law Bulletin – Summer Jazz Edition – July 2018