In this bulletin:
- Fundamental Changes Coming to Registrant-Client Relationship, if the CSA Has Its Way
- CSA Consults a Second Time on Business Conduct Rules for OTC Derivatives
- Pursue Best Execution for Your Clients, or Else
- CSA Staff Publish Follow-up Guidance on Token Offerings
- Federal Government Proposes Changes to AML/ATF Regime
- Why Invest in Investment Policy Statements?
- OSC Approves No-Contest Settlement with IPC Dealers
In Brief: OSC Report Sheds Light on Financial Consumers’ Understanding of Cryptoassets ● MFDA Publishes 2018-2022 Strategic Plan
> News & Events
Click the link to access our bulletin summarizing these recent developments. >> AUM Law Bulletin – Heatwave Edition – June 2018