In this bulletin:

  1. Don’t Let Your Swag Drag You Down
  2. CSA Proposes Registration Framework for OTC Derivatives Dealers and Advisers
  3. Privacy Law Update: Get Ready for Data Breach Notification, Reporting and Record-Keeping Requirements
  4. Is Bitcoin a Security? Definitely Maybe
  5. Re Mason: Balancing Investor Protection against Fundamental Freedoms
  6. CSA to Ease Resale Restrictions on Privately Placed Securities of Foreign Issuers
  7. OSC Seeks Comment on 2018-19 Priorities

In Brief: April Storms Usher in the CSA’s Climate Change Disclosure Report ● OSC’s Mediation Program for Enforcement Matters to Continue ● CSA Seeks Feedback on Soliciting Dealer Arrangements ● FundSERV Proposes Rules for New Service Providers

> News & Events

Click the link to access our bulletin summarizing these recent developments. >> AUM Law Bulletin – Riders on the Storm – April 2018