In this bulletin:
- Don’t Let Your Swag Drag You Down
- CSA Proposes Registration Framework for OTC Derivatives Dealers and Advisers
- Privacy Law Update: Get Ready for Data Breach Notification, Reporting and Record-Keeping Requirements
- Is Bitcoin a Security? Definitely Maybe
- Re Mason: Balancing Investor Protection against Fundamental Freedoms
- CSA to Ease Resale Restrictions on Privately Placed Securities of Foreign Issuers
- OSC Seeks Comment on 2018-19 Priorities
In Brief: April Storms Usher in the CSA’s Climate Change Disclosure Report ● OSC’s Mediation Program for Enforcement Matters to Continue ● CSA Seeks Feedback on Soliciting Dealer Arrangements ● FundSERV Proposes Rules for New Service Providers
> News & Events
Click the link to access our bulletin summarizing these recent developments. >> AUM Law Bulletin – Riders on the Storm – April 2018