In this bulletin:
In Brief: CSA Revises Its Pot Policy
- It’s a Family Affair, or Is it? Registration Considerations for Family Offices
- Get Ready for the RAQ
- Personal Trading Reviews
- CSA Revises Its Guidance on Reporting Obligations Related to Suppression of Terrorism and Canadian Sanctions (STCS)
- Have Your Say on Canada’s AML/ATF Regime
- OSC Getting Real About Real Estate
- OSC Seeks to Clarify How Whistleblower Policy Applies to In-House Counsel
- Fintech Regulation: A Myriad of Things
- IOSCO Updates Its Recommendations for Liquidity Risk Management by Investment Funds
> News & Events
Click the link to access our bulletin summarizing these recent developments. >> AUM Law Bulletin – We’re Not Kitten Around – February 2018