Year: 2017

Bulletin | Washington Upset | January 2017

No, we’re not talking about Denzel Washington’s recent upset of Casey Affleck in their fierce battle for the SAG Best Actor award (though that was quite a moment). In a month that has been marked by a U.S. inauguration, historic protests, and political turmoil, it is difficult not to feel a little overwhelmed. While there is much to discuss in this month’s Bulletin, we at AUM Law find that reviewing the OSC’s Investment Fund Practitioner is a reliable way to lower our resting heart rates in times of stress. And so we will begin there. Please take some deep cleansing breaths and enjoy.

In this bulletin:

In Brief:   OBSI Explores Use of New Enforcement Powers  ●  OSC’s New Fintech Advisory Committee

  1. Highlights From OSC’s December 2016 Investment Funds Practitioner
  2. Employment Law Expertise – We Have It!
  3. Embedded Commissions – Soon to be Dislodged?
  4. Dōmo arigatō, Mr. Roboto
  5. MFDA Provides Guidance on Suitability
  6. New Record-Keeping Requirements for Ontario Corporations that Own Real Property
  7. Deadlines, Deadlines….
  8. AML Obligations – The Gift that Keeps on Giving

Click the link to access our bulletin summarizing these recent developments. >> AUM Law Bulletin Washington Upset January 2017