Ontario-registered firms, unregistered exempt international dealer/adviser firms, and unregistered investment fund managers must file annual participation fee calculations, as prescribed, by December 1. Participation fees are designed to cover the OSC’s costs not easily attributable to specific regulatory activities. For registrant firms or unregistered capital markets participants, the participation fee is based on the firm’s revenues attributable to its capital markets activity in Ontario.
Click the link to access our bulletin summarizing these recent developments. >> Reminder – OSC Annual Participation Fee Calculation Forms and Payment – November 2017