In the spirit of the holiday season, we present you with the following gifts:
- Robo-Advising: How Easy is it to Add an Online Advice Platform to Your Existing Services?
- CSA Conflicts of Interest Notice
- More CASL Fines
- Cayman Islands Financial Account Reporting for Investment Funds
- Final Form of Crowdfunding Regime in Ontario and Other Participating Jurisdictions
- Report of Exempt Distribution Filing Deadline
- FATCA Registration Now Available for Sponsored Entities
- OSC Participation Fee Payment and Annual Registration Fees
- Help Us, Help You
Click the link to access our bulletin summarizing these developments. >> AUM Law Bulletin Holiday Greetings November 2015