In this bulletin:
- Getting More for Less – OSC Proposes Amendments to Fee Rule
- Third Time Lucky? The Latest on the CSA’s Derivatives Business Conduct Rule
- The CSA Proposes Modernizing Prospectus Filings for Investment Funds
- Wrapped, Tied and Tangled – OSC Consultation on Tied Selling and Other Anti-Competitive Practices in the Capital Markets
- Chim Cher-ee – OSC Product Review Sweep on the Restriction of Sales of Third-Party Investment Products
- My Name Is: Some Slim News on Not-so Shady Titles
- Changes to the Outside Business Activities (OBAs) Framework
- CSA Publishes Amendments to the Rules on Oversight of Foreign Audit Firms Performing Audits of Canadian Public Issuers
In Brief: CSA Releases New Guidance for Funds on ESG-Related Disclosure ▪ Nothing to Complain About – Regulators Propose Additional Amendments Regarding Complaint-Handling Procedures ▪ Blowing the Whistle – FCAC Consults on Proposed Whistleblower Guidelines ▪ CSA’s Proposed Investor Advisory Panel
BLG’s Resource Corner
Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. >> Monthly Bulletin | Snowy January Edition | January 2022