In this bulletin:
- Sound Justice: OSC Proposal on Disgorgement Orders
- An Orchestrated Collection of Information – 2024 CSA Investor Index
- Next in the Festival Line Up: Understanding New Complaint Handling Regulations in Québec
In Brief: Dancing to FINTRAC’s Beat: Expectations for Client Monitoring ▪ Don’t Get Lost in the Crowd – FINTRAC Rules for the Mortgage Industry
Important Reminders: Maintain Your Perfect Pitch Under New Derivatives Business Conduct Rule ▪ Keeping Capital Markets Participation Fee Filings Attacca
BLG Resource Corner
Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. >> AUM Law Bulletin | Music Festival Edition | August 2024