In this bulletin:

  1. A Matter of Time: FSRA Consultation on Licensing Requirements for Mortgage Agents and Brokers
  2. FSRA Releases New Approach Guidance for Principles – Based Regulation at All Times
  3. Make Time for IIROC’s Compliance Priorities Report
  4. A Devil of a Time: When the Regulatory “Best Interest” Standard is Not a Fiduciary Standard
  5. Keep Calm, Deal With Complaints and Carry On – 2021 Ombudsman for Banking Services and Investments (OBSI) Annual Report: Investment Highlights

In Brief: Watch Your Titles – Approval of FSRA’s Title Protection Regime

Important Reminders: Is It Summer Already? Reminder Regarding Upcoming Deadlines for Reporting “Other Activities” ▪ Reminder Regarding Timely Preparation and Delivery of Annual CCO Report

FAQ Corner: What Are My KYC Update Requirements Post December 31, 2021, under the Client Focused Reforms?

BLG’s Resource Corner

News & Events

Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. >> Monthly Bulletin | Daylight Saving Time Debate Edition | March 2022