In this bulletin:
- A Matter of Time: FSRA Consultation on Licensing Requirements for Mortgage Agents and Brokers
- FSRA Releases New Approach Guidance for Principles – Based Regulation at All Times
- Make Time for IIROC’s Compliance Priorities Report
- A Devil of a Time: When the Regulatory “Best Interest” Standard is Not a Fiduciary Standard
- Keep Calm, Deal With Complaints and Carry On – 2021 Ombudsman for Banking Services and Investments (OBSI) Annual Report: Investment Highlights
In Brief: Watch Your Titles – Approval of FSRA’s Title Protection Regime
Important Reminders: Is It Summer Already? Reminder Regarding Upcoming Deadlines for Reporting “Other Activities” ▪ Reminder Regarding Timely Preparation and Delivery of Annual CCO Report
FAQ Corner: What Are My KYC Update Requirements Post December 31, 2021, under the Client Focused Reforms?
BLG’s Resource Corner
News & Events
Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. >> Monthly Bulletin | Daylight Saving Time Debate Edition | March 2022