Our colleagues at BLG have provided a variety of insights we thought might interest our readers:
- The OSC wants registered firms’ “go bags” packed and ready: how firms can tailor their packing lists and how owners can protect their legacies
- CIRO investment dealer proficiency requirements: What’s new and what’s next
- Not “trusting” average Canadians: Exceptions added to new trust reporting rules
- Let’s inspect the OSC’s 2024 Registration, Inspections and Examinations Division Summary Report
For more information, please visit the BLG website.
September 27, 2024