Month: February 2022

AUM Law Team Member Announcements

We are delighted to announce that Chris Tooley has been promoted to Senior Legal Counsel at AUM Law. We have benefited greatly from his practical and thoughtful advice since he joined us in 2015. Chris assists firms to become registered advisers, dealers and investment fund managers, and advises existing registrants regularly with respect to AML and other compliance matters.

February 28, 2022